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SIFMA RESEARCH

SIFMA Research Presented for Free and Fair Public Use

SIFMA is the leading trade association for broker-dealers, investment banks and asset managers operating in the U.S. and global capital markets. On behalf of our industry’s one million employees, we advocate on legislation, regulation and business policy affecting retail and institutional investors, equity and fixed income markets and related products and services. We serve as an industry coordinating body to promote fair and orderly markets, informed regulatory compliance, and efficient market operations and resiliency. We also provide a forum for industry policy and professional development. 

SIFMA’s broker-dealer members comprise nearly 90% of U.S. market share by revenues and 80% of financial advisors managing $13 trillion of client assets. Our asset management members manage more than 50% of global assets under management (AUM).

SIFMA is a 501(c)(6) organization. Together, we are invested in America.

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